SEC

SEC revokes Mount Peak broker dealer license

The Securities and Exchange Commission (SEC) has revoked the broker dealer license of Mount Peak…

SEC orders shutdown of Melot’s Catering

The Securities and Exchange Commission (SEC) has issued a cease and desist order against Melot’s…

SEC streamlines rules for one-person firms

The Securities and Exchange Commission (SEC) has released new guidelines aimed at improving compliance among…

SEC drafts ‘future-ready’ governance training rules

The Securities and Exchange Commission (SEC) is moving to tighten corporate governance standards, drafting guidelines…

SEC extends relief for MSMEs

The Securities and Exchange Commission (SEC) has extended the discounted rates for select registration and…

SEC cancels incorporation of Seek Explore

The Securities and Exchange Commission (SEC) has canceled the papers of another firm for soliciting…

SEC taps TikTok to boost fight vs investment scams

The Securities and Exchange Commission (SEC) has started teaming up with social media giants as…

SEC pushes for dev’t of Islamic capital market

The Securities and Exchange Commission (SEC) is providing a clear path to open the country…

SEC lists reforms to boost REIT regulation

Faster capital recycling via real estate investment trusts (REIT) is anticipated with the Securities and…

SEC allows homegrown fintech into sandbox

The Securities and Exchange Commission (SEC) has given the green light to a dry run…